Capital review
A supervisory assessment of whether a firm holds enough capital for its risks.
Overview
Capital reviews look at regulatory ratios, internal capital assessments, stress tests and capital plans.
It connects most directly to Capital adequacy expectations, Basel framework and Prudential regulation.
Check the official sources below for legal scope, applicable dates and exceptions. This entry is an explanatory reference, not legal advice.
Why it matters
Capital shortfalls can trigger restrictions on dividends, growth or activities.
Who it affects
Banks, insurers and investment firms.
Where it sits
Ten linked steps connect where you operate to the proof that you complied.
- 01Jurisdiction
- 02Industry
- 03Activity
- 04Authority
- 05Regulation
- 06Requirement
- 07Guidance
- 08Control
- 09Evidence
- 10Enforcement
Connections
The terms most closely tied to Capital review. Select one to open it.
What to do about it
- 1Keep an always-current readiness snapshot.
- 2Map the supervisor’s manuals and expectations to controls.
- 3Turn every finding into a tracked corrective action.
- 4Prove each action is complete and effective.
From requirement to evidence.
Capital obligations and evidence are kept together for each review.
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